Licensing & Disclosures
Transparency about how our services are provided and regulated. This page sets out the distinction between our commercial capital advisory services and our regulated mortgage brokerage activities.
Caxton & Lucke provides commercial capital advisory services — helping clients evaluate, structure and execute capital and financing strategies. Separately, regulated mortgage brokerage activities, including residential mortgage services, are provided through Pegasus Mortgage Lending Center Inc., our licensed mortgage brokerage. These are different services with different regulatory treatment, and we present them separately.
Our commercial advisory work involves strategy, capital structuring, lender readiness and transaction coordination. Engagements are scoped and agreed in writing at the outset. Where financing is implemented, Caxton & Lucke coordinates with the appropriate licensed lenders and parties, and the terms and disclosures of those parties apply to the financing itself. Fee arrangements are confirmed transparently before any engagement begins, and Caxton & Lucke remains lender-neutral. Where a commercial financing activity requires a licence, it is arranged through an appropriately licensed party.
Residential mortgage services are regulated activities provided through our licensed mortgage brokerage:
Caxton & Lucke provides commercial capital advisory across Canada. Regulated mortgage services, including residential mortgage financing, are provided through Pegasus Mortgage Lending Center Inc. and are offered in Ontario, where the brokerage is licensed.
Information submitted through this website is collected only to respond to your enquiry and is handled in accordance with applicable Canadian privacy legislation.